Hedge Funds & Commodity Pools
Private Funds are still one of the fastest growing segments of the financial industry and they are also primary targets for the SEC and state securities regulators.
Our network of consultants can help ensure your hedge fund or commodity pool is properly formed and registered (where required) and maintains appropriate operational and compliance measures under the Dodd-Frank Wall Street Reform and Consumer protection Act, as well as, other federal and state securities laws.
Hedge Fund & Commodity Pool Formation
We assist new and existing fund managers and pool operators establish funds and pools of all sizes and structures. Whether you are looking to establish a one-person fund, fund of funds, master-feeder fund structure or offshore fund, our consultants can guide you through the process. Their comprehensive services include formation of the necessary “fund” and “fund manager” business entities, preparation of the offering memorandum and investor documentation and submission of all required filings to the appropriate federal and state agencies.
Operations & Compliance Testing
First American can also arrange for comprehensive on-going operations and compliance consulting to help you ensure you not only establish, but also maintain the most efficient operations and compliance systems. We can arrange for customized services that include preparation of compliance procedures, assistance with industry relationships and periodic testing to help ensure the best results from your next regulatory inquiry or examination.