Commission Management


Prudent investment managers contain cost as part of their overall investment strategy.  First American’s commission management programs provide flexible alternatives to help you manage transaction fees.  Whether you choose to unbundle your commission dollars for soft-dollar services or recapture them internally, we can provide an effective solution that meets your needs.

Soft Dollar Services

  • Broad execution strategies and best execution capabilities
  • Competitive commission ratios
  • Monthly soft-dollar accrual and balance reports
  • Detailed monitoring and reporting of soft-dollar expenses
  • Safe harbor compliant

Commission Recapture

  • Emphasis on conservation of fund assets
  • Increase fund cash flow while lowering expenses
  • Optimize fund returns and participant benefits